NoticesDocument number 2026-20307New
Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status
Notice is given that the Securities and Exchange Commission (the "Commission") is considering whether to issue an order designating the Investment Banking Representative license (Series 79) and the Research Analyst license (Series 86 and Series 87) as each independently qualifying natural persons for accredited investor status.
From Federal Register — all agencies (federalregister.gov). First seen Oct 10, 2026.
Details
- Published
- Oct 5, 2026Find in source ↗
- Agency
- Securities and Exchange CommissionFind in source ↗
- Comments close
- Dec 4, 2026Find in source ↗
- Action
- Notice; request for comment.Find in source ↗
- Dates statement
- This release was published in the Federal Register on October 5, 2026. Comments should be received on or before December 4, 2026.Find in source ↗
- Dockets
- Release No. 33-11449; File No. 4-935Find in source ↗
- Citation
- 91 FR 63357Find in source ↗
- Official PDF
- govinfo.gov
History
No changes since RuleWatch first read this rule on Oct 10, 2026.
Sign in to keep notes on this rule, private or shared with your team.